Compliance & Security

Anti-Money Laundering Policy

Preventing financial crimes through comprehensive AML procedures

Last updated: December 18, 2024

Policy Statement

Vortidex Inc. is committed to preventing money laundering, terrorist financing, and other illicit financial activities. This Anti-Money Laundering (AML) policy outlines our procedures and controls to ensure compliance with applicable laws and regulations.

Regulatory Framework

Our AML program complies with:

US Federal Laws

  • • Bank Secrecy Act (BSA)
  • • USA PATRIOT Act
  • • FinCEN regulations

International Standards

  • • FATF recommendations
  • • OFAC sanctions
  • • State money transmission laws

Transaction Monitoring

We monitor transactions for suspicious patterns, including:

Pattern Detection

  • • Unusual transaction amounts
  • • Abnormal frequency patterns
  • • Inconsistent customer behavior

Risk Indicators

  • • High-risk jurisdictions
  • • Structured transactions
  • • Rapid fund movement

24/7 Monitoring System

Our automated systems continuously analyze all transactions using advanced algorithms and machine learning.

Active Monitoring

Suspicious Activity Reporting

We file Suspicious Activity Reports (SARs) with FinCEN when we detect transactions that:

  • Involve or aggregate to $5,000 or more in funds or assets
  • Are conducted or attempted through our platform
  • Are known, suspected, or have reason to suspect involve illegal activity
  • Are designed to evade BSA requirements

Prohibited Activities

We prohibit and will report:

  • Money laundering
  • Terrorist financing
  • Sanctions violations
  • Fraud and financial crimes
  • Transaction structuring
  • Market manipulation

Contact Information

For AML-related matters, contact our Compliance Officer:

Vortidex Inc.

AML Compliance Officer

1859 E Main St

Mohegan Lake, NY 10547

United States

Email: aml@vortidex.com

Phone: +1 (555) 123-4567